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Compliance Training: Control Tv Episode 11

  
  
  

 

Episode #11 - January 8, 2010

Episode length: 14 minutes, 42 seconds

View on Viddler

Intro:

Have Questions? Question of the Week:
  • Do I need a Back Office Capture policy?
  • Legacy Community and today's Control - Confused?
Industry News:
  • Gartner Analysts predict By 2013, the cost of regulatory compliance and risk management will have “priced” Tier 3 and Tier 4 U.S. banks from the market.
  • Move Your Money - announced by Huffington Post on Dec 29, going viral across the country, started as community FIs with community bank search, now added ICBA & CUNA search links as well as a BankRate.com link
  • ABA Banking Journal article about challenges raised by the FFIEC's relatively new guidelines (Jan 09) for RDC

Compliance Challenge:
  • What: Compliance Training
  • Compliance Training calendar: try not to exceed more than 1 training per month
  • append training to another meeting that's already taking place monthly, such as a staff meeting
  • some trainings must happen every year (security training, information security awareness, etc.)
  • interweave some more relevant trainings (recent recommendations & industry hotbuttons)
  • Compliance Training ActionPack

FreePolicyTuesday:

  • Please send your requests and/or your policies to share to policies@continuity.net. If we select your policy to share on Control's Free Policy Tuesday, we'll send you a Continuity Engine mug as a token of gratitude.

Closing Comments:
  • reminder ask questions and let us know if there are any policies or compliance challenges you'd like to see us tackle: Control, LinkedIn, Twitter links in show notes - If we feature your question or comment, we'll send you a Control mug.
  • That's a wrap folks, remember, We're Continuity and we're here to help!

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