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OFAC: Control TV Episode #8

  
  
  

 

Episode #8 - September 11, 2009

Episode length: 18 minutes, 02 seconds
View on Viddler

Intro:

Have Questions? Forum Fodder:
  • OFAC: primary reasons for OFAC are to prevent funding of terrorist groups and narcotics cartels
  • Compliance Support Group: "What is your financial institution doing to curtail chronic OFAC offenders?"
  • Compliance is always a "people issue"
  • Contests - 100% compliance earns reward - not a long term solution
  • Emphasize WHY - OFAC put into place & WHAT - penalties for institutions non-compliance
  • Fundamental problem #1: information overload. Distill into relevant information and specific procedures.
  • Fundamental problem #2: direction. Automate compliance with relevant information presented at the right time.

FreePolicyTuesday:

Completely free on www.continuity.net for 1 week, after which, it's available only to registered users of Continuity Control.

Closing Comments:
  • UNITI East conference next week
  • please leave any feedback in the comments section
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